Singapore DNA bridge.jpg

Optionality offers a range of regulatory and compliance services.  Unlike pure-play “compliance” consultants, Optionality approaches regulatory compliance from the lens of “operational excellence”, which translates into improved scores during operational due diligence and capital inflows.

Optionality offers the following services:

  • Licensing and Regulatory Support in all major jurisdictions, including the United States (SEC, CFTC, Treasury), EU (NPPR, AIFMD), UK (FCA), Hong Kong (SFC), Singapore (MAS), Australia (ASIC)
  • Documentation and Gap Analysis (compliance manuals, stand-alone policies and procedures, review of existing documentation and gap analysis of same)
  • Regulatory Audit (SEC)
  • Ongoing and ad hoc regulatory advice
  • Anti-Money Laundering (AML) and Know Your Customer (KYC) Training
  • Bespoke services